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Privacy Policy Notice

Rev. [JULY 2018]

FACTS

WHAT DOES FIRST LIGHT WEALTH ADVISORS, LLC DO WITH YOUR FINANCIAL INFORMATION?

Why?

Financial companies choose how they share your personal information.  Federal law gives consumers the right to limit some but not all sharing.  Federal law also requires us to tell you how we collect, share, and protect your personal information.  Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depends on the product or service you have with us. This information can include:

  • Social Security number and income
  • Account balances and assets
  • Transaction history

How?

All financial companies need to share customers’ personal information to run their everyday business.  In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons FIRST LIGHT WEALTH ADVISORS, LLC chooses to share; and whether you can limit this sharing.


Reasons we can share your personal information
Does FLWA share?  Can you limit this sharing? 

For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus

Yes No

For our marketing purposes –  to offer our products and services to you

Yes No

For joint marketing with other financial companies 

No Not Applicable

For our affiliates’ everyday business purposes –  information about your transactions and experiences

No Not Applicable

For our affiliates’ everyday business purposes –  information about your creditworthiness

No Not Applicable

For our affiliates to market to you 

No Not Applicable

For our affiliates to market to you 

No Not Applicable


Questions? 

Who We Are

Who is providing this notice?

FIRST LIGHT WEALTH ADVISORS, LLC

Who We Do

How does FIRST LIGHT WEALTH ADVISORS, LLC protect my personal information? 

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law.  These measures include computer safeguards and secured files and building.

How does FIRST LIGHT WEALTH ADVISORS, LLC collect my personal information? 

We collect your personal information, for example, when you:

  • Open an account
  • Deposit money
  • Seek advice about your investments
  • Enter into an investment advisory contract
  • Tell us about your investment or retirement portfolio or earnings

We also collect your personal information from other companies. 

Definitions

Affiliates

Companies related by common ownership and control.  They can be financial and nonfinancial companies.

Nonaffiliates

Companies not related by common ownership and control.  They can be financial or nonfinancial companies.

Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or service to you.